The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Barclays Capital, Inc., a Connecticut corporation headquartered in New York City, for failing to diligently supervise its officersâ, employeesâ, and agentsâ processing of exchange and clearing fees it charged customers for trading and clearing Chicago Mercantile Exchange, Inc. products from January 2011 to April 2015.
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