Abu Dhabi Global Market Issues Public Consultation On Its FinTech Legislative...
The Financial Services Regulatory Authority (FSRA) of Abu Dhabi Global Market (ADGM) today issued a public consultation paper inviting public feedback and comments for its proposed legislative...
View ArticleEEX: Trading In Wind Power Futures To Begin In Early October
The European Energy Exchange (EEX) has announced the launch date for trading in the new Wind Power Futures product. From 4 October 2016 onwards, trading participants on the EEX Derivatives Market will...
View ArticleHong Kong's Securities And Futures Commission Reprimands And Fines BNP...
The Securities and Futures Commission (SFC) has reprimanded and fined BNP Paribas Wealth Management (BNPPWM) $4 million for overcharging its clients between 1 January 2011 and 31 December 2013 (Note...
View ArticleStrong Inflows Boost BNP Paribas Mortgage Fund As Hunt For Yield Continues
The BNP Paribas Flexi I US Mortgage Fund (‘the Fund’) has enjoyed strong inflows of more than USD450 million since the start of the year[1] as investors searching for higher yields in today’s low...
View ArticleNSD To Disclose Information On Concession Agreements
National Settlement Depository (NSD), Russia’s central securities depository, will expand its range of information services and begin publishing information on concession agreements.read more...
View Article31Aug/BIS, FSB and IMF publish elements of effective macroprudential policies
Press relase about the BIS, FSB and IMF publishing elements of effective macroprudential policies, 31 August 2016.
View Article31Aug/Elements of effective macroprudential policies - lessons from...
"Elements of effective macroprudential policies - lessons from international experience", joint report published by IMF-FSB-BIS, August 2016. Experience with macroprudential policy is growing. A large...
View ArticleASIC’s Corporate Plan 2016–17 To 2019–20 And Focus For...
ASIC today published its Corporate Plan for 2016–17.read more...
View ArticleContineo Wins Asia Multi-Issuer Platform Of The Year
Contineo, the industry-backed messaging network for equity-linked structured products, last night won the Asia Multi-Issuer Platform of the Year at the annual Structured Products Asia Awards in Hong...
View ArticleHKEX: Arrangements For Adjustment Of BOC HK Structured Products, Futures And...
Hong Kong Exchanges and Clearing Limited (HKEX) has announced the arrangements for the adjustment to BOC Hong Kong (Holdings) Ltd (BOC HK) structured products, futures and options to account for BOC...
View ArticleTom Bendixen Joins Cinnober As General Counsel
Tom Bendixen has been appointed as General Counsel for Cinnober, the leading independent and award-winning provider of exchange and clearing technology.read more...
View ArticleMarketAxess Selects Ancoa’s Market Surveillance Capabilities For Its...
Ancoa, provider of contextual surveillance and insightful analytics for exchanges, regulators, buy- & sell-side firms, today announced that MarketAxess Europe Ltd, a wholly owned subsidiary of...
View ArticleThomson Reuters Wins 2016 Technology Provider Of The Year For Structured...
Thomson Reuters today announced that it was named Technology Provider of the Year (non-bank) at the Structured Products Asia Awards 2016 for the company’s complex structured products and OTC...
View ArticleUK's Financial Conduct Authority Fines And Prohibits Financial Adviser For...
The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to...
View ArticleSecurities Commission Malaysia: More Than 40 Capital Market Institutions...
The Securities Commission Malaysia (SC) is pleased to announce the 3rd InvestSmart Fest which will be held on 23-25 September at Mid Valley Exhibition Centre, Kuala Lumpur.read more...
View ArticleESMA Announces Vacancy For Legal Team Leader
ESMA is organising a selection procedure to recruit a team leader for the Legal teamread more...
View ArticleManagement Board Team Of Wiener Börse AG Now Complete
Wiener Börse AG and the exchange holding company, CEESEG AG, announce today that the new management board team is now complete, with Christoph Boschan (38) assuming the role of Chief Executive Officer...
View ArticleLCH Receives Regulatory Approvals In Hong Kong
LCH.Clearnet Limited (LCH), a leading global clearing house, announced today that it has been authorised by the Hong Kong Securities and Futures Commission (SFC) to provide automated trading services...
View ArticleEuropean Parliament: MEP Committee Pushes For Veto On Proposed Standards That...
Poor technical standards that could hurt high street investors have been rejected today by the European Parliament's economics committee.read more...
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