ESMA Publishes Discussion Paper On UCITS Share Classes
The European Securities and Markets Authority (ESMA) has today published a discussion paper on UCITS share classes (the DP).read more...
View ArticleEBA Updated Risk Dashboard Shows EU Banks Have Further Increased Their...
The European Banking Authority (EBA) published today the periodical update of its Risk Dashboard summarising the main risks and vulnerabilities in the banking sector on the basis of the evolution of a...
View ArticleIOSCO Issues Study Of Regulatory Approaches And Tools To Deal With Cyber Risk
The Board of the International Organization of Securities Commissions (IOSCO) today published a report that brings together insights and perspectives from IOSCO’s various policy, stakeholder and...
View ArticleEuropean Banking Authority: Consultation On Amending RTS On CVA Proxy Spread...
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View ArticleSIFMA Statement On DOLâs Final Fiduciary Rule
SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, in reaction to the Department of Labor (DOL) issuing its final fiduciary rule:“As with the prior...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleTMX Group Consolidated Trading Statistics â March 2016
TMX Group Limited today announced March 2016 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.read more...
View ArticleCBOE Holdings CEO Edward Tilly Comment On DOL Fiduciary Proposal
Comment from CBOE Holdings Chief Executive Officer Edward T. Tilly on the Department of Labor Fiduciary Proposal: read more...
View ArticleU.S. Department Of The Treasury: Remarks By Deputy Assistant Secretary...
Hello, everyone. It is a great pleasure to be here this morning to address such a distinguished group of AML/CFT experts and securities industry professionals. I would like to thank SIFMA for...
View ArticleOCC Gratified By Changes To DOL Fiduciary Rule That Benefit Users Of Listed...
OCC, the world’s largest equity derivatives clearing organization and a leader of the U.S. Securities Markets Coalition, said today that it is gratified that the Department of Labor’s final fiduciary...
View ArticleMarket Imitation and Win-Stay Lose-Shift strategies emerge as unintended...
Decisions taken in our everyday lives are based on a wide variety of information so it is generally very difficult to assess what are the strategies that guide us. Stock market therefore provides a...
View ArticleRelativistic Quantum Finance. (arXiv:1604.01447v1 [q-fin.MF])
Employing the Klein-Gordon equation, we propose a generalized Black-Scholes equation. In addition, we found a limit where this generalized equation is invariant under conformal transformations, in...
View ArticleThai Bourse Establishess Learning Center To Strengthen SMEs, Start-Ups And SEs
The Stock Exchange of Thailand (SET) has continuously supported small- and medium-sized enterprises (SMEs), new entrepreneurs, and social enterprises by recently setting up a new and unique learning...
View ArticleUnited Kingdom Parliament Treasury Committee Update: Chancellor On Tax...
Rt Hon. Andrew Tyrie MP, Chairman of the Treasury Committee, has written to the Chancellor seeking further clarification on whether banks can offset any of the payments they make to regulators, against...
View ArticleSTOXX Launches Bond Version Of Euro STOXX 50 Index
STOXX Ltd., the operator of Deutsche Boerse Group’s index business, and a global provider of innovative and tradable index concepts, today introduced the EURO STOXX 50 Corporate Bond Index which is the...
View ArticleESMA Finds Room For Improvement In National Supervision Of Investment Advice...
The European Securities and Markets Authority (ESMA) has today published a peer review on how national regulators assess compliance with MiFID’s suitability requirements when firms provide investment...
View ArticleMoscow Exchange: Risk Parameters Change
Risk Parameters for the following FX Market instruments will be changed starting from April 14, 2016:read more...
View ArticlePalestine Securities Exchange Monthly Investor Newsletter-March 2016
Click here to download the March 2016 edition of the PEX Monthly Investor Newsletter.
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Social Peersâ Death May Impact CEO Decisions
CEOs alter their strategic decision making after experiencing the death of a social peer, new research suggests. Read More...
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