Tokyo Stock Exchange, Inc. (hereinafter "TSE") has taken disciplinary action (imposition of a JPY 60 million fine) against Credit Suisse Securities (Japan) Limited (hereinafter "the Company") pursuant to the provisions of Rule 34, Paragraph 1 of the Trading Participant Regulations.
Additionally, TSE has requested the Company to submit a business improvement report pursuant to the provisions of Rule 19, Paragraph 1 of the same Regulations.
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Tokyo Stock Exchange Imposes Disciplinary Action Against Credit Suisse Securities (Japan) Limited
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