Tokyo Stock Exchange Imposes Disciplinary Action Against Credit Suisse...
Tokyo Stock Exchange, Inc. (hereinafter "TSE") has taken disciplinary action (imposition of a JPY 60 million fine) against Credit Suisse Securities (Japan) Limited (hereinafter "the Company") pursuant...
View ArticleLetter from Bank of England Governor Mark Carney to Bernard Jenkin
âLetter from Bank of England Governor Mark Carney to Bernard Jenkin MP, Chair of the Public Administration and Constitutional Affairs Select Committee.read more...
View Article16Jun/Systemically important banks: Basel Committee publishes implementation...
Press release about systemically important banks: implementation assessments on frameworks published by the Basel Committee (16 June 2016)
View Article16Jun/Regulatory Consistency Assessment Programme (RCAP) - Assessment of...
Full text of "Regulatory Consistency Assessment Programme (RCAP) - Assessment of Basel III G-SIB framework and review of D SIB frameworks - United States", June 2016
View Article16Jun/Regulatory Consistency Assessment Programme (RCAP) - Assessment of...
Full text of "Regulatory Consistency Assessment Programme (RCAP) - Assessment of Basel III G-SIB framework and review of D SIB frameworks - Switzerland", June 2016
View Article16Jun/Regulatory Consistency Assessment Programme (RCAP) - Assessment of...
Full text of "Regulatory Consistency Assessment Programme (RCAP) - Assessment of Basel III G-SIB framework and review of D SIB frameworks - Japan", June 2016
View ArticleMoscow Exchange: Final Settlement Prices Determined For Equity Index Futures...
The final settlement price for MICEX Index (mini) futures contract is set to be 1,858.08. This value is determined based on the average meaning of the MICEX Index over 15:00-16:00 MSK. It was 1,858.08...
View ArticleACER To Have A Key Role In The New EU Energy Landscape
During ACER’s 5th Annual Conference: ‘ACER, Past, Present and Future’ held today in Ljubljana, Jerzy Buzek, Chairman of the European Parliament’s Committee for Industry, Research and Energy stated in a...
View ArticleAequitas PTF Connect⢠Facilitates First PTFâ¢...
Aequitas Connect, the innovation hub of Aequitas Innovations Inc.(Aequitas) today announced that four investment dealers are now signed on to Aequitas PTF Connect™, its fund technology platform that...
View ArticleClik here to view.
Leadership titans James M. Kouzes and Barry Z. Posner show how to build...
Learning Leadership provides a framework for creating context in which readers can overcome the myths surrounding great leaders and strive to become the best leader they can be – a mindset that...
View ArticleOffice Of Financial Research Update: "The Interplay Between Financial...
The OFR posted remarks today by Director Richard Berner at a conference in Philadelphia on "The Interplay Between Financial Regulations, Resilience, and Growth" sponsored by the Federal Reserve Bank of...
View ArticleBank Of England: Mansion House Speech Cancelled
âIn the light of the dreadful attack today on Jo Cox MP the Governor of the Bank of England, Mark Carney, will no longer be delivering the planned speech at Mansion House.read more...
View ArticleNorth Carolina Senate Mulls Blockchain Friendly Bill - Chamber Of Digital...
The North Carolina Senate Finance Committee met on Tuesday to consider a proposed bill that would, among other things, clarify the state’s regulation of virtual currency and distributed ledger-related...
View ArticleSEC Proposes Rules To Modernize Property Disclosures For Mining Registrants
Public comment on the proposed rule should be received by the Commission no later than 60 days after publication in the Federal Register.read more...
View ArticlePoseidon Concepts Senior Executives Settle With Alberta Securities Commission...
The Alberta Securities Commission (ASC) has concluded Settlement Agreements with Poseidon Concepts senior executives Lyle Dennis Michaluk, Matthew Cory MacKenzie and Clifford Leroy Wiebe in which they...
View ArticleIIROC Publishes Final Membership Disclosure Rules
The Investment Industry Regulatory Organization of Canada (IIROC) today published final rule amendments which set out requirements for IIROC Dealer Members to disclose that they are regulated by IIROC...
View ArticleOntario Securities Commission Announces Office Of The Whistleblower Launch...
The Ontario Securities Commission (OSC) announced today the appointment of Kelly Gorman as Chief of the Office of the Whistleblower, effective immediately. The Office of the Whistleblower will open to...
View ArticleCFTC Reopens Comment Period For Certain Elements Of Regulation AT
Staff of the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight held a public roundtable meeting on Friday, June 10, 2016, to discuss certain elements of the CFTC’s notice of...
View Article